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Saturday, January 28, 2012

SEC drops "supervisor" case against ex-general counsel

(Reuters) - The Securities and Exchange Commission dismissed a three-year case against the former general counsel of an investment bank whom the agency accused of failing to supervise a rogue broker.

Source: http://feeds.reuters.com/~r/reuters/USpersonalfinanceNews/~3/lMM4F9Pj8nk/us-sec-urban-idUSTRE80Q16N20120127

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